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SJan 18, 2007

Regulatory Disclosure

Scott Burns
AssetBuilder, Inc. (AssetBuilder) is registered with the Securities and Exchange Commission as a Registered Investment Adviser under the Investment Advisers Act of 1940.   The information provided on this website is for informational purposes only and is not intended to solicit clients or provide any investment advice or service.   AssetBuilder does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information whether linked to AssetBuilder's web site or incorporated herein, and takes no responsibility therefore. The web site content offers general information only about AssetBuilder and is provided solely for convenience purposes only and all users thereof should be guided accordingly.

AssetBuilder enters into a new client relationship only after it provides and obtains certain information.   In addition, AssetBuilder may only transact business in those states in which it is registered, or qualifies for an exemption of exclusion from registration requirements.   Every prospective AssetBuilder client is provided with a copy of AssetBuilder's Privacy Policy, Form ADV Part II and Form ADV Part II Schedule F.   Also, the USA Patriot Act, passed in response to the events of September 11, 2001, requires certain financial service providers to request specific information from clients.   Accordingly, AssetBuilder acts to verify a potential client's identity and makes a risk assessment of their financial and business activities. This required due diligence is explained in AssetBuilder's on-line Customer Identification Survey.   Lastly, AssetBuilder will not provide any investment advice or supervision without a fully executed Investment Advisory Agreement.

As a registered investment adviser, AssetBuilder is required by rule to adopt and enforce a code of ethics that establishes the standards of conduct expected of all employees and reflects our fiduciary duties.   A copy of AssetBuilder's Ethics Policy will be provided to any client or prospective client upon request.

Nothing on this web site shall be construed as advice to any particular investment need or investor.   All references regarding investment or portfolio returns are based on historical data. One should not assume that this performance will continue in the future as past performance or results are not an indication of future performance or results.

Certain portions of AssetBuilder's web site (i.e. books, newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, AssetBuilder's (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date.   Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).   Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or substitute for, personalized advice from AssetBuilder or from any other investment professional.   AssetBuilder is neither an attorney nor accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

At certain places on this site, live "links" to other Internet addresses may be accessed.   Such external Internet addresses contain information created, published, maintained, and otherwise posted by institutions or organizations independent of AssetBuilder.   AssetBuilder does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses.   Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness.   Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by AssetBuilder.

Feel free to contact us with any questions at info@assetbuilder.com.  

1/18/07

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